Rule 606 Reports
Rule 607 Disclosure
SEC Rule 607 requires all registered broker-dealers to provide disclosures to customers of payment for order flow practices. In our efforts to seek best execution, the firm routes client orders to national securities exchanges, other venues and market centers (collectively ‘Market Centers’). Some of those Market Centers provide payments to the firm, or charge access fees depending upon the characteristics of the order and any subsequent execution. Further information about the source and nature of any such discounts or rebates received, will be provided upon written request.